-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SEvl0sn9e+ZPF7D9zI6pxhKT3e+U+LLP0EsinhrATPBcyGmMgRkCOi+ckJ4KBrAp 1V2QUwfHZstXhKvohptkBQ== 0000927016-97-000275.txt : 19970221 0000927016-97-000275.hdr.sgml : 19970221 ACCESSION NUMBER: 0000927016-97-000275 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970211 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NITINOL MEDICAL TECHNOLOGIES INC CENTRAL INDEX KEY: 0001017259 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 954090463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48983 FILM NUMBER: 97523815 BUSINESS ADDRESS: STREET 1: 263 SUMMER STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: 263 SUMMER STREET CITY: BOSTON STATE: MA ZIP: 02210 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GORDON C LEONARD CENTRAL INDEX KEY: 0000931575 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 360 LEXINGTON AVENUE 21ST FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125994455 MAIL ADDRESS: STREET 1: 360 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017-6502 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 _____________________ SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. _______) Nitinol Medical Technologies, Inc. ---------------------------------- (Name of Issuer) Common Stock, par value $.001 per share --------------------------------------- (Title of Class of Securities) 65476T104 --------- (CUSIP Number) SCHEDULE 13G CUSIP No. 65476T104 Page 2 of 7 ____________________________________________________________________________ 1. Name of Reporting Persons S.S. or I.R.S. Identification Number of Above Persons C. Leonard Gordon SS# ____________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group - Not Applicable ____________________________________________________________________________ 3. SEC Use Only ____________________________________________________________________________ 4. Citizenship or Place of Organization United States of America ____________________________________________________________________________ Number of Shares Beneficially Owned By Each Reporting Person With; 5. Sole Voting Power: 235,378 shares which Mr. Gordon has the right to acquire within 60 days after December 31, 1996; ____________________________________________________________________________ 6. Shared Voting Power: 468,304 shares; CUSIP No. 65476T104 Page 3 of 7 ____________________________________________________________________________ 7. Sole Dispositive Power: 235,378 shares which Mr. Gordon has the right to acquire within 60 days after December 31, 1996; ____________________________________________________________________________ 8. Shared Dispositive Power: 468,304 shares. ____________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person. 703,682 shares (includes 235,378 shares which Mr. Gordon has the right to acquire within 60 days after December 31, 1996). ____________________________________________________________________________ 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares. Not Applicable ____________________________________________________________________________ 11. Percent of Class Represented by Amount in Row 9. 7.28% ____________________________________________________________________________ 12. Type of Reporting Person. IN ____________________________________________________________________________ CUSIP No. 65476T104 Page 4 of 7 SCHEDULE 13G Item 1(a). Name of Issuer: - -------------------------- Nitinol Medical Technologies, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: - ------------------------------------------------------------ 27 Wormwood Street South Boston, MA 02210 Item 2(a). Name of Person Filing: - ---------------------------------- C. Leonard Gordon Item 2(b). Address of Principal Business Office or, if none, Residence: - ------------------------------------------------------------------------ c/o Immunotherapy, Inc. 360 Lexington Avenue New York, New York 10017 Item 2(c). Citizenship: - ------------------------ United States of America Item 2(d). Title of Class of Securities: - ----------------------------------------- Common Stock, par value $.001 per share Item 2(e). CUSIP Number: - ------------------------- 65476T104 CUSIP No. 65476T104 Page 5 of 7 Item 3: - ------- Not Applicable Item 4. Ownership: - ------------------- (a) Amount Beneficially Owned: 703,682 shares (includes 235,378 shares which Mr. Gordon has the right to acquire within 60 days after December 31, 1996) (b) Percent of Class: 7.28% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 235,378 shares which Mr. Gordon has the right to acquire within 60 days of December 31, 1996; (ii) shared power to vote or to direct the vote: 468,304 shares; (iii) sole power to dispose or to direct the disposition of: 235,378 shares which Mr. Gordon has the right to acquire within 60 days of December 31, 1996; (iv) shared power to dispose or to direct the disposition of: 468,304 shares. Item 5. Ownership of Five Percent or Less of a Class: - ------------------------------------------------------ Not Applicable CUSIP No. 65476T104 Page 6 of 7 Item 6. Ownership of More Than Five Percent on Behalf of Another Person: - ------------------------------------------------------------------------- Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: - ------------------------------------------------------------------------------- Not Applicable Item 8. Identification and Classification of Members of the Group: - ------------------------------------------------------------------ Not Applicable Item 9. Notice of Dissolution of Group: - ---------------------------------------- Not Applicable Item 10. Certification: - ------------------------ Not Applicable CUSIP No. 65476T104 Page 7 of 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 6, 1997 ------------------------------ Date /s/ C. Leonard Gordon __________________________ C. Leonard Gordon -----END PRIVACY-ENHANCED MESSAGE-----